Frank Villarreal
Frank Villarreal is a registered investment advisor at US Capital Global Wealth Management, LLC, based in San Francisco, CA, with 33 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 50 clients with $25M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.80% |
| $1.0M - $2.0M | 1.50% |
| $2M+ | 1.25% |
Financial Planning services are included in the above fees. Different fee structures may be available upon request. US Capital will not enter into a contract that will charge an asset-based fee of more than 3% annually.
Fee Estimator
Location
1 Ferry Building, Suite 201, San Francisco, CA, 94111
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2016Other Business Activities
Frank is the CEO of Villarreal LLC, renovating single-family residences, dedicating a few hours per week. He also holds positions at US Capital Global Wealth Management, US Capital Global Partners, and US Capital Global Advisors, spending a significant amount of time on investment consulting, due diligence, and payroll duties.
Employment History
Current Registrations
US Capital Global Wealth Management, LLC
US Capital Global Securities, LLCBroker
Previous Registrations
US Capital Global Wealth Management LLC
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
Donaldson Lufkin & Jenrette Securities Corporation
Donaldson, Lufkin & Jenrette Securities CorporationBroker
Chase Securities INC.Broker
Hambrecht & Quist LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Thomas James Associates, INC.Broker
American Aegis Securities, INC.Broker
American Aegis Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.