John Herrera is a registered investment advisor, based in Glendale, CA, with 16 years of industry experience.
Location
300 S Glendale Ave, Glendale, CA, 91205
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2025 - Present · 1 yr 2 mos
Cetera Investment Services LLCBroker
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Cuso Financial Services, L.P.
September 2020 - March 2025 · 4 yrs 6 mos
Cuso Financial Services, L.P.Broker
October 2019 - March 2025 · 5 yrs 5 mos
J.P. Morgan Securities LLC
December 2017 - June 2019 · 1 yr 6 mos
J.P. Morgan Securities LLCBroker
December 2017 - June 2019 · 1 yr 6 mos
Wells Fargo Clearing Services, LLC
December 2014 - November 2017 · 2 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
September 2013 - November 2017 · 4 yrs 2 mos
AXA Advisors, LLCBroker
August 2011 - December 2011 · 4 mos
Farmers Financial Solutions, LLCBroker
February 2010 - December 2010 · 10 mos
Financial Network Investment CorporationBroker
November 2007 - March 2008 · 4 mos
Linsco/private Ledger CORP.Broker
May 2007 - May 2007 · 0 mos
Foreside Fund Services, LLCBroker
January 2005 - August 2005 · 7 mos
Linsco/private Ledger CORP.Broker
August 2001 - March 2003 · 1 yr 7 mos
Imperial Capital, LLCBroker
February 2001 - May 2001 · 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.