DK
DK
Daniel Kelly
30 Years of Experience
East Windsor, CT
1 DisclosureBrokerSells Insurance
Daniel Kelly is a registered investment advisor, based in East Windsor, CT, with 30 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1 Pasco Dr, East Windsor, CT, 06088
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Regulatory History (1)
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Customer Dispute
June 2005Settled
Other Business ActivitiesSells Insurance
Daniel is an independent insurance agent for various companies, dedicating minimal time to this activity. He also works nearly full-time as an advisory representative of an RIA.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
May 2012 - Present · 14 yrs 5 mos
Cambridge Investment Research, INC.Broker
May 2012 - Present · 14 yrs 5 mos
Previous Registrations
Walnut Street Securities, INC.
October 2009 - February 2010 · 4 mos
Walnut Street Securities, INC.Broker
October 2009 - February 2010 · 4 mos
Tower Square Securities, INC.
October 2004 - May 2012 · 7 yrs 7 mos
Tower Square Securities, INC.Broker
April 2000 - May 2012 · 12 yrs 1 mo
Travelers Equities Sales, INC.Broker
March 1990 - August 1994 · 4 yrs 5 mos
State Registrations41 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.