Dewi Hartono is a registered investment advisor at Morgan Stanley, based in Cupertino, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
20400 Stevens Creek Boulevard, Suite 350, Cupertino, CA, 95014
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
December 2014 - Present · 11 yrs 5 mos
Morgan StanleyBroker
December 2014 - Present · 11 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2011 - December 2014 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2011 - December 2014 · 3 yrs
Ameritas Investment CORP
May 2008 - December 2011 · 3 yrs 7 mos
Ameritas Investment CORP.Broker
April 2008 - December 2011 · 3 yrs 8 mos
MML Investors Services, INC.
May 2001 - April 2008 · 6 yrs 11 mos
MML Investors Services, INC.Broker
July 1999 - April 2008 · 8 yrs 9 mos
Cadaret, Grant & CO., INC.Broker
January 1998 - July 1999 · 1 yr 6 mos
Aig Equity Sales CORP.Broker
June 1997 - January 1998 · 7 mos
Sun Investment Services CompanyBroker
July 1993 - June 1997 · 3 yrs 11 mos
Mimlic Sales CorporationBroker
January 1993 - March 1993 · 2 mos
State Registrations6 states
CAIDNVNYORTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.