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Lance Cannon

Cwm, LLC
32 Years of Experience
Lake Oswego, OR
1 DisclosureBroker
View SEC Summary
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Lance Cannon is a registered investment advisor at Cwm, LLC, based in Lake Oswego, OR, with 32 years of industry experience. Lance is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 52,669 clients with $51B in assets under management.

Cwm, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
663 advisors
Number of Clients
52,669 clients
Average Client Portfolio
$960K average
Assets Under Management
$50.6B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual investment advisory fee ranges up to a maximum of 2.50% of assets held in the account. Fees are negotiable based on account size, complexity, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4949 Meadows Road, Ste. 600, Lake Oswego, OR, 97035

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2023
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Lance operates under the DBA BMO Investment Services for his LPL business. He also owns rental real estate, dedicating minimal time to it.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
July 2026 - Present · 3 mos
Cwm, LLC
July 2026 - Present · 3 mos
Previous Registrations
LPL Financial LLCBroker
July 2023 - August 2026 · 3 yrs 1 mo
LPL Financial LLC
July 2023 - August 2026 · 3 yrs 1 mo
Bancwest Investment Services, INC. (bwis)
January 2022 - July 2023 · 1 yr 6 mos
Bancwest Investment Services, INC.Broker
January 2022 - July 2023 · 1 yr 6 mos
Allstate Financial Advisors, LLC
July 2018 - December 2021 · 3 yrs 5 mos
Allstate Financial Services, LLCBroker
July 2018 - December 2021 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2016 - November 2017 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2014 - November 2017 · 2 yrs 11 mos
Stancorp Equities, INC.Broker
September 2013 - November 2014 · 1 yr 2 mos
Securian Financial Services, INC.Broker
October 2006 - October 2011 · 5 yrs
Securian Financial Services, INC.
October 2006 - November 2006 · 1 mo
Linsco/private Ledger CORP.
August 2005 - September 2005 · 1 mo
Linsco/private Ledger CORP.Broker
August 2005 - September 2005 · 1 mo
Citistreet Financial Services LLC
January 1997 - November 2004 · 7 yrs 10 mos
Citistreet Equities LLCBroker
August 1996 - November 2004 · 8 yrs 3 mos
Smith Barney INC.Broker
July 1993 - September 1996 · 3 yrs 2 mos
Lehman Brothers INC.Broker
March 1990 - July 1993 · 3 yrs 4 mos
State Registrations6 states
AZCAIDORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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