Edward Bustamante is a registered investment advisor, based in Rohnert Park, CA, with 36 years of industry experience.
Location
1500 Valley House Dr., #210, Rohnert Park, CA, 94928
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Edward works as an advisory representative of a registered investment advisor (RIA). This activity is investment-related and takes about half of his time.
Employment History
Current Registrations
Cambridge Investment Research, INC.
July 2020 - Present · 5 yrs 10 mos
Cambridge Investment Research Advisors, INC.
July 2020 - Present · 5 yrs 10 mos
Cambridge Investment Research, INC.Broker
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
Mutual Securities, INC.Broker
November 2008 - July 2020 · 11 yrs 8 mos
First Montauk Securities CORP.Broker
April 2002 - November 2008 · 6 yrs 7 mos
RBC Dain Rauscher INC.Broker
March 2002 - April 2002 · 1 mo
Sutro & CO. IncorporatedBroker
February 1997 - March 2002 · 5 yrs 1 mo
Smith Barney INC.Broker
July 1993 - March 1997 · 3 yrs 8 mos
Lehman Brothers INC.Broker
March 1990 - July 1993 · 3 yrs 4 mos
State Registrations7 states
CACOGANJNVORTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.