Thomas Omalley is a registered investment advisor at LPL Financial LLC, based in Peterborough, NH, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
35 Main Street, Peterborough, NH, 03458
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas works as a financial advisor for Wilmington Advisors at M&T, a DBA for his LPL business. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
People's Securities, INC.Broker
People's United Advisors, INC.
People's Securities, INC.
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
Citizens Securities, INC.
Citizens Securities, INC.Broker
Nylife Securities LLCBroker
Allstate Financial Services, LLCBroker
Fidelity Brokerage Services LLCBroker
Citizens Financial Services INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.