William Dwyer
William Dwyer is a registered investment advisor at Commonwealth Financial Network, based in Hopewell Junction, NY, with 35 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
Heritage Square, 2531 Route 52, Suite 207, Hopewell Junction, NY, 12533
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2009Customer Dispute
January 2002Other Business ActivitiesSells Insurance
William is a Managing Partner and 50% Owner of Flourish Wealth Advisors, LLC, dedicating nearly all of his time to this role. He also engages in fixed insurance sales, dedicating minimal time to this activity.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Hsbc Brokerage (USA) INC.Broker
Republic Financial Services CorporationBroker
Monarch Financial Corporation of AmericaBroker
Gilford Securities IncorporatedBroker
Emanuel and CompanyBroker
Douglas Stewart IncorporatedBroker
Gkn Securities CORP.Broker
Whale Securities CO., L.P.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.