TrueAdvisor
TrueAdvisor
WD
WD

William Dwyer

Commonwealth Financial Network
36 Years of Experience
Hopewell Junction, NY
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

William Dwyer is a registered investment advisor at Commonwealth Financial Network, based in Hopewell Junction, NY, with 36 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Heritage Square, 2531 Route 52, Suite 207, Hopewell Junction, NY, 12533

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Settled
Customer Dispute
January 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William is a Managing Partner and 50% Owner of Flourish Wealth Advisors, LLC, dedicating nearly all of his time to this role. He also engages in fixed insurance sales, dedicating minimal time to this activity.

Employment History
Current Registrations
Commonwealth Financial Network
June 2021 - Present · 5 yrs 4 mos
Commonwealth Financial NetworkBroker
April 2018 - Present · 8 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2004 - May 2018 · 14 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
August 2001 - May 2018 · 16 yrs 9 mos
Hsbc Brokerage (USA) INC.Broker
June 2000 - August 2001 · 1 yr 2 mos
Republic Financial Services CorporationBroker
September 1997 - June 2000 · 2 yrs 9 mos
Monarch Financial Corporation of AmericaBroker
October 1995 - September 1997 · 1 yr 11 mos
Gilford Securities IncorporatedBroker
September 1992 - October 1995 · 3 yrs 1 mo
Emanuel and CompanyBroker
May 1991 - September 1992 · 1 yr 4 mos
Douglas Stewart IncorporatedBroker
January 1991 - May 1991 · 4 mos
Gkn Securities CORP.Broker
November 1990 - January 1991 · 2 mos
Whale Securities CO., L.P.Broker
July 1990 - October 1990 · 3 mos
State Registrations14 states
CACTFLHIMAMENCNJNYOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Hopewell Junction, NY →All financial advisors in New York →