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Paul Giles

Ameriprise Financial Services, LLC
35 Years of Experience
Troy, MI
6 DisclosuresBroker
View SEC Summary
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Paul Giles is a registered investment advisor at Ameriprise Financial Services, LLC, based in Troy, MI, with 35 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5440 Corporate Dr Ste 205, Troy, MI, 48098

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2010
Final
Regulatory
January 2010
Final
Regulatory
October 2009
Final
Customer Dispute
February 2008
Denied
Customer Dispute
November 2002
Settled
Customer Dispute
July 2002
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2022 - Present · 4 yrs 3 mos
Ameriprise Financial Services, LLC
July 2022 - Present · 4 yrs 3 mos
Ameriprise Financial Services, LLCBroker
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
Ameriprise Financial Services, LLC
January 2011 - July 2021 · 10 yrs 6 mos
Ameriprise Financial Services, LLCBroker
October 1999 - July 2021 · 21 yrs 9 mos
Ids Life Insurance CompanyBroker
October 1999 - July 2006 · 6 yrs 9 mos
Linsco/private Ledger CORP.Broker
June 1997 - November 1999 · 2 yrs 5 mos
American Express Financial Advisors INC.Broker
July 1990 - June 1997 · 6 yrs 11 mos
Ids Life Insurance CompanyBroker
July 1990 - June 1997 · 6 yrs 11 mos
State Registrations6 states
CACTFLMINCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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