Phillip Ball
Phillip Ball is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Redding, CA, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
376 Hartnell Avenue, Suite A, Redding, CA, 96002
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Phillip is an officer (President) of Ball Jones Gowen, Inc., a California corporation that provides financial services through Raymond James and employment/contractor provisions for admin and financial advisors. He dedicates minimal time to this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Raymond James Financial Services, INC.
Previous Registrations
Raymond James Financial Services
Robert Thomas Securities, INCBroker
Dean Witter Reynolds INC.Broker
State Registrations27 states
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