Jim Montgomery is a registered investment advisor, based in Columbus, OH, with 29 years of industry experience.
Location
One Nationwide Plaza, 03-07-202, Columbus, OH, 43215
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jim is a notary public. This activity is not investment-related.
Employment History
Current Registrations
Nationwide Investment Advisors, LLC
February 2022 - Present · 4 yrs 5 mos
Nationwide Investment Services CorporationBroker
February 2022 - Present · 4 yrs 5 mos
Previous Registrations
Citizens Securities, INC.Broker
November 2019 - December 2020 · 1 yr 1 mo
Citizens Investment Services
November 2019 - December 2020 · 1 yr 1 mo
MML Investors Services, LLCBroker
March 2017 - November 2019 · 2 yrs 8 mos
MML Investors Services, LLC
March 2017 - November 2019 · 2 yrs 8 mos
Msi Financial Services, INC.
February 2010 - March 2017 · 7 yrs 1 mo
Metlife Securities INC.
December 2005 - January 2010 · 4 yrs 1 mo
Msi Financial Services, INC.Broker
December 2005 - March 2017 · 11 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
December 2005 - July 2007 · 1 yr 7 mos
Citistreet Financial Services LLC
May 2000 - January 2006 · 5 yrs 8 mos
Citistreet Equities LLCBroker
April 2000 - December 2005 · 5 yrs 8 mos
Nationwide Investment Services CorporationBroker
January 2000 - April 2000 · 3 mos
Nationwide Investment Services CorporationBroker
July 1996 - January 2000 · 3 yrs 6 mos
Nationwide Advisory Services, INC.Broker
March 1996 - July 1996 · 4 mos
Nationwide Advisory Services, INC.Broker
March 1994 - December 1994 · 9 mos
State Registrations1 state
OH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.