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Brian Tavano

35 Years of Experience
Minneapolis, MN
Broker

Brian Tavano is a registered investment advisor at RBC Capital Markets, LLC, based in Minneapolis, MN, with 35 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

250 Nicollet Mall, SUITE 2000, 16th Floor, Minneapolis, MN, 55401-1931

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
July 2007 - Present · 19 yrs
RBC Capital Markets, LLCBroker
June 2005 - Present · 21 yrs 1 mo
RBC Capital Markets, LLC
June 2005 - Present · 21 yrs 1 mo
Previous Registrations
Securian Financial Services, INC.Broker
March 2004 - May 2005 · 1 yr 2 mos
Pioneer Funds Distributor, INC.Broker
January 1996 - November 2003 · 7 yrs 10 mos
Scudder Investor Services, INC.Broker
May 1990 - October 1995 · 5 yrs 5 mos
State Registrations13 states
CTDCDEMAMDMENHNJNYPARIVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.