CC
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Christopher Cralle

35 Years of Experience
Schaumburg, IL
6 DisclosuresBroker

Christopher Cralle is a registered investment advisor at Citigroup Global Markets INC., based in Schaumburg, IL, with 35 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2418 advisors
Number of Clients
56,938 clients
Average Client Portfolio
$823K average
Assets Under Management
$46.9B

Fee Structure

CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.

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Location

CWM Retail, Sales, 601 N. Martingale Road, Schaumburg, IL, 60173

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2008
Denied
Customer Dispute
March 2004
Settled
Customer Dispute
October 2002
Closed-No Action
Customer Dispute
March 2002
Denied
Customer Dispute
September 2000
Denied
Customer Dispute
July 2000
Settled
Employment History
Current Registrations
Citigroup Global Markets INC.
May 2007 - Present · 19 yrs
Citigroup Global Markets INC.
May 2007 - Present · 19 yrs
Citigroup Global Markets INC.Broker
May 2007 - Present · 19 yrs
Previous Registrations
Citicorp Investment Services
August 2001 - May 2007 · 5 yrs 9 mos
Citicorp Investment ServicesBroker
August 1994 - May 2007 · 12 yrs 9 mos
Citicorp Investment ServicesBroker
July 1994 - August 1994 · 1 mo
Tamaron Investments, INC.Broker
June 1992 - July 1994 · 2 yrs 1 mo
J. W. Gant & Associates, INC.Broker
March 1990 - June 1992 · 2 yrs 3 mos
State Registrations43 states
ALARAZCACOCTDCFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNJNMNVNYOHORPASCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Cralle - Financial Advisor | TrueAdvisor