Thomas Rutter
Thomas Rutter is a registered investment advisor at Prosperity Wealth Management, INC., based in Schwenksville, PA, with 35 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 1,619 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.35% |
| $1M+ | 1.20% |
Fees are negotiable.
Fee Estimator
Location
571 Neiffer Rd, Schwenksville, PA, 19473
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a sole proprietor of Retirement Solutions, selling annuities, life insurance, and long-term care insurance, and providing sales/estate planning services. He also works as a notary, dedicating minimal time, and teaches Tae Kwon Do a few hours per week, and is an IAR with Prosperity Wealth Management dedicating a few hours per week.
Employment History
Current Registrations
Prosperity Wealth Management, INC.
Fortune Financial Services, INC.Broker
Previous Registrations
Prosperity Wealth Management, INC.
Intersecurities, INC.
Intersecurities, INC.Broker
Usallianz Securities, INC.
Usallianz Securities, INC.Broker
Hackett Associates, INC.Broker
National Planning CorporationBroker
CUNA Brokerage Services, INC.Broker
Philadelphia Life Asset Planning CompanyBroker
Kavanaugh Securities, INC.Broker
Mutual Benefit Financial Service CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.