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Scott Litten

35 Years of Experience
York, PA
1 DisclosureBrokerSells Insurance

Scott Litten is a registered investment advisor at Osaic Wealth, INC., based in York, PA, with 35 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9246 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.

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Location

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2007
Denied
Other Business ActivitiesSells Insurance

Scott owns Litten Financial Group, LLC, where he sells variable investments, health insurance, fixed life insurance, and fixed annuities, dedicating about half of his time. He also owns Medicare Insurance Enrollment Center and works as a broker/agent for Litten Financial Group, LLC - Fixed Insurance, selling fixed annuities and non-variable insurance, spending about 10-20% of his time on this.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
November 2018 - Present · 7 yrs 6 mos
Osaic Wealth, INC.
November 2018 - Present · 7 yrs 6 mos
Previous Registrations
Signator Investors, INC.Broker
May 2016 - November 2018 · 2 yrs 6 mos
Signator Investors, INC.
May 2016 - November 2018 · 2 yrs 6 mos
Transamerica Financial Advisors, INC.
January 2008 - May 2016 · 8 yrs 4 mos
Transamerica Financial Advisors, INCBroker
August 2005 - May 2016 · 10 yrs 9 mos
Pruco Securities, LLC.Broker
April 1990 - July 2005 · 15 yrs 3 mos
The Prudential Insurance Company of AmericaBroker
April 1990 - December 1993 · 3 yrs 8 mos
State Registrations7 states
FLILMDNYPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.