Kurt Hoffer
Kurt Hoffer is a registered investment advisor at Cetera Investment Advisers LLC, based in Charlotte, NC, with 35 years of industry experience. Kurt operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6135 Park South Dr, Ste 510, Charlotte, NC, 28210
Get directionsHistory
Regulatory History (11)
Customer Dispute
June 2017Customer Dispute
March 2017Customer Dispute
March 2017Employment Separation After Allegations
May 2011Customer Dispute
March 2007Customer Dispute
May 2004Customer Dispute
April 2002Customer Dispute
January 2002Customer Dispute
December 2001Customer Dispute
October 2001Customer Dispute
September 2001Other Business Activities
Kurt is a managing director at Queen City Financial Strategies, dedicating nearly full-time hours to this role. He also owns KLH Property Solutions LLC, dealing with real estate, and spends about 10-20% of his time on fitness training, selling health supplements, and distributing portable chargers.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Ic Advisory Services, INC.
The Investment Center, INC.Broker
The Investment Center, INC.
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
First Union Brokerage Services, INC.Broker
Marketing One Securities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.