CD
CD

Christopher Dimattio

35 Years of Experience
Scranton, PA
2 DisclosuresBroker

Christopher Dimattio is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Scranton, PA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

417 Lackawanna Ave, Scranton, PA, 18503

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2016
Settled
Customer Dispute
February 2008
Denied
Other Business Activities

Christopher is involved with several non-profit organizations, including the Greater Scranton Chamber of Commerce, La Festa Italiana, Nativity Miguel School, Scranton Area Foundation, UNICO Foundation, Diocese of Scranton, and La Festa Italiana of Lackawanna County. These activities involve fundraising, policy decisions, grant reviews, and event planning, taking up varying amounts of Christopher's time, from minimal to a few hours per week.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2018 - Present · 8 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Invest Financial Corporation
January 2018 - January 2018 · 0 mos
Invest Financial CorporationBroker
June 1997 - January 2018 · 20 yrs 7 mos
Fleet Securities INC.Broker
January 1997 - June 1997 · 5 mos
Fmg Securities CORP.Broker
September 1995 - January 1997 · 1 yr 4 mos
Natwest Investor Services CorporationBroker
October 1994 - January 1996 · 1 yr 3 mos
Dean Witter Reynolds INC.Broker
April 1990 - October 1994 · 4 yrs 6 mos
State Registrations10 states
CTFLLAMDNCNJNYPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.