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Laura Wise

33 Years of Experience
Tulsa, OK
3 DisclosuresBroker

Laura Wise is a registered investment advisor at Morgan Stanley, based in Tulsa, OK, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2200 South Utica Place, Suite 500, Tulsa, OK, 74114

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2019
Final
Financial
September 2019
Final
Customer Dispute
March 2000
Settled
Other Business Activities

Laura works as a real estate agent/leasing agent for McGraw Realtors since 2014, spending minimal time during business hours and a few hours per week after hours. She also owns rental property in Broken Arrow, OK since 2018, spending minimal time per month maintaining the property and collecting rent.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
September 2008 - June 2009 · 9 mos
Morgan Stanley & CO. IncorporatedBroker
August 2008 - June 2009 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2005 - September 2008 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2005 - September 2008 · 3 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 2002 - August 2003 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2001 - August 2003 · 1 yr 8 mos
Prudential Securities IncorporatedBroker
July 1991 - November 2001 · 10 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1991 - July 1991 · 0 mos
State Registrations42 states
ALARAZCACOCTDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMTNCNENJNMNVNYOHOKORPASCTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Laura Wise - Financial Advisor | TrueAdvisor