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Douglas Huie

18 Years of Experience
Anniston, AL
BrokerSells Insurance

Douglas Huie is a registered investment advisor at MML Investors Services, LLC, based in Anniston, AL, with 18 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

1302 Noble St, Ste 2B, Anniston, AL, 36201-4677

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Douglas is an agent at a non-MMLIA insurance brokerage, offering individual life, property and casualty, health, group life, health, and fixed annuities since 2014. He dedicates minimal time to this activity.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 2 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Msi Financial Services, INC.
September 2014 - March 2017 · 2 yrs 6 mos
Msi Financial Services, INC.Broker
September 2014 - March 2017 · 2 yrs 6 mos
AXA Advisors, LLC
April 2007 - September 2014 · 7 yrs 5 mos
AXA Advisors, LLCBroker
March 2007 - September 2014 · 7 yrs 6 mos
State Registrations5 states
ALFLNCSDTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.