Gregory Puttick
Gregory Puttick is a registered investment advisor at Osaic Wealth, INC., based in Rockville Centre, NY, with 35 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
265 Sunrise Hwy, Suite 64, Rockville Centre, NY, 11570
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Regulatory History (1)
Customer Dispute
August 2016Other Business ActivitiesSells Insurance
Gregory is a partner at The Tax Advisors Group of Long Island, where he prepares tax returns and presents life insurance. This takes about 10-20% of his time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Invest Financial CorporationBroker
Pfa/pinnacle Financial Advisors
Royal Alliance Associates, INC.Broker
Asset & Financial Planning, LTD
Prime Capital Services, INC.Broker
David Lerner Associates, INC.Broker
Advanced Planning Securities, INC.Broker
Securities America, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.