JA
JA

John Douglas Albert

34 Years of Experience
1 DisclosureBroker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
199 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$265.5M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K2.75%
$100K - $500K2.50%
$500K - $1000K2.25%
$1M+2.00%

Asset-based fees are negotiable and are at the discretion of LWA.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$1,375
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Location

North Dinwiddie, VA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2002
Award / Judgment
Other Business Activities

John is a trustee for The Sujoy Banerjee Trust, spending a few hours per week preparing tax documents and paying bills. He also owns and manages multiple rental real estate properties, dedicating a few hours per week to each property.

Employment History
Current Registrations
Lantern Wealth Advisors, LLC
June 2025 - Present · 8 mos
Herold & Lantern Investments, INC.
June 2025 - Present · 8 mos
Herold & Lantern Investments, INC.Broker
June 2025 - Present · 8 mos
Previous Registrations
Securities Research, INC
January 2010 - June 2025 · 15 yrs 5 mos
Securities Research, INC. of FloridaBroker
August 1995 - June 2025 · 29 yrs 10 mos
Investors Services IncorporatedBroker
July 1994 - January 1995 · 6 mos
Brokers Exchange, INC.Broker
May 1990 - August 1994 · 4 yrs 3 mos
State Registrations21 states
CACOCTDEFLGAILKYMAMDMSNCNDNHNJNYPASCVAWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.