Arthur Montgomery
Arthur Montgomery is a registered investment advisor at Cetera Investment Advisers LLC, based in Williston, TN, with 35 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Williston, TN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Arthur is an independent insurance agent selling various insurance products since 1992, dedicating a few hours per week. He is also the president and investment adviser of Paramount Financial LLC, spending nearly full-time on this role, and the author of a book on retirement, dedicating about a quarter of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Paramount Financial LLC
Paramount Financial LLC
Walnut Street Securities, INC.
Paramount Financial LLC
Walnut Street Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Blinder, Robinson & CO., INC.Broker
State Registrations21 states
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