Thomas Simmons
Thomas Simmons is a registered investment advisor at Wt Wealth Management, LLC, based in Scottsdale, AZ, with 19 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 3 more. Their firm serves 1,141 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WT Wealth Management charges an annual investment management fee based on a percentage of your portfolio's value. The exact percentage is negotiable and can range from 0% to 2%. The fee is collected quarterly in advance. If you end the relationship early, you'll receive a refund for any unearned portion of the fee.
Location
Scottsdale, AZ
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Regulatory History (2)
Customer Dispute
May 2005Customer Dispute
May 2004Other Business ActivitiesSells Insurance
Thomas is a Principal and IAR at TCS Financial, LLC, spending about a quarter of his time managing client relationships, trading investment accounts, and administrating the business. He is also an agent for fixed insurance and fixed annuity sales, licensed since 2023, dedicating minimal time to this activity.
Employment History
Current Registrations
Wt Wealth Management, LLC
Previous Registrations
Tcs Financial LLC
First Financial Equity Corporation
Morgan Stanley & CO., Incorporated
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.