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Kevin Mullins

VALIC Financial Advisors, INC.
35 Years of Experience
Berkeley Heights, NJ
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Kevin Mullins is a registered investment advisor at VALIC Financial Advisors, INC., based in Berkeley Heights, NJ, with 35 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 293,993 clients with $26B in assets under management.

VALIC Financial Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1277 advisors
IM Fee
Planning only
Assets Under Management
$26.4B

Fee Structure

  • Financial planning fees depend on the complexity of your situation, the number of topics covered, the time needed to complete the plan, your net worth, and your location.
  • Consulting services are offered on a per-project basis, not exceeding $7,500 annually.
  • The total combined fee for a financial plan and consulting services will not exceed $10,000 annually.
One-Time Plan:Up to $5,000
View Full SEC Brochure

Location

300 Connell Drive, Ste 3300, Berkeley Heights, NJ, 07922

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2003
Settled
Customer Dispute
March 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kevin is an agent for non-securities insurance products, dedicating a few hours per week. He is also a board member for a school district, spending minimal time on this role.

Employment History
Current Registrations
VALIC Financial Advisors, INC.
October 2009 - Present · 16 yrs 7 mos
VALIC Financial Advisors, INC.Broker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Cadaret, Grant & CO., INC.Broker
June 2008 - October 2009 · 1 yr 4 mos
Cadaret Grant & CO INC
June 2008 - October 2009 · 1 yr 4 mos
American General Securities Incorporated
December 2006 - July 2008 · 1 yr 7 mos
American General Securities IncorporatedBroker
November 2006 - July 2008 · 1 yr 8 mos
Essex National Securities, INC.Broker
February 2006 - November 2006 · 9 mos
Essex National Securities, INC.
February 2006 - November 2006 · 9 mos
Bny Investment Center INC.
December 2005 - January 2006 · 1 mo
Bny Investment Center INC.Broker
June 2005 - January 2006 · 7 mos
Banc of America Investment Services, INC.
October 2004 - May 2005 · 7 mos
Banc of America Investment Services, INC.Broker
October 2004 - May 2005 · 7 mos
Quick & Reilly, INC.
October 2002 - October 2004 · 2 yrs
Quick & Reilly, INC.Broker
April 2001 - October 2004 · 3 yrs 6 mos
Summit Financial Services Group, INC.Broker
January 1999 - April 2001 · 2 yrs 3 mos
PNC Brokerage CORPBroker
February 1996 - December 1998 · 2 yrs 10 mos
Essex National Securities, INC.Broker
March 1995 - September 1996 · 1 yr 6 mos
Fortis Investors, INC.Broker
July 1994 - March 1995 · 8 mos
Pruco Securities CorporationBroker
April 1990 - February 1994 · 3 yrs 10 mos
The Prudential Insurance Company of AmericaBroker
April 1990 - December 1993 · 3 yrs 8 mos
State Registrations9 states
CACODEFLNCNJNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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