Matthew Lawler
Matthew Lawler is a registered investment advisor at Osaic Wealth, INC., based in South Sioux City, NE, with 34 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2024 Dakota Ave, South Sioux City, NE, 68776
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Matthew is an agent for F&M Insurance Associates since 1995 and a financial advisor for Securities America Advisors since 2003, and F&M Bank since 1995. He dedicates minimal time to insurance sales, nearly full-time to Securities America Advisors, and over full-time to F&M Bank.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Afs Brokerage, INC.Broker
Aegon USA Securities INC.Broker
Gs2 Securities, INC.Broker
Gwr Investments, INC.Broker
Fidelity Equity Services CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.