AG
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Arthur Gonsalves

31 Years of Experience
East Setauket, NY
Broker

Arthur Gonsalves is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in East Setauket, NY, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

376 Mark Tree Rd, East Setauket, NY, 11733

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Arthur works as a Branch Manager and Service FA for Girard Wealth Management Group since 2019, dedicating about half of his time to this role. This activity is not investment-related.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2019 - Present · 7 yrs 2 mos
Raymond James Financial Services, INC.Broker
May 2019 - Present · 7 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
October 2016 - May 2019 · 2 yrs 7 mos
Prudential Annuities Distributors, INCBroker
December 2014 - January 2016 · 1 yr 1 mo
Cabot Lodge Securities LLCBroker
June 2014 - December 2014 · 6 mos
Touchstone Securities, INC.Broker
October 2010 - October 2013 · 3 yrs
Hsbc Securities (USA) INC.Broker
July 2010 - September 2010 · 2 mos
Capital Brokerage CorporationBroker
April 2007 - June 2010 · 3 yrs 2 mos
Bisys Fund Services Limited PartnershipBroker
September 1998 - December 2006 · 8 yrs 3 mos
Bear, Stearns & CO. INC.Broker
April 1997 - August 1998 · 1 yr 4 mos
Societe Generale Securities CorporationBroker
November 1996 - March 1997 · 4 mos
Alliance Fund Distributors, INC.Broker
February 1992 - July 1995 · 3 yrs 5 mos
Alliance Fund Distributors, INC.Broker
February 1991 - June 1991 · 4 mos
State Registrations40 states
ARAZCACOCTDCDEFLGAILINKYLAMAMDMEMIMOMSMTNCNHNJNMNVNYOHORPAPRRISCSDTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Arthur Gonsalves - Financial Advisor | TrueAdvisor