Philip Thomas

35 Years of Experience

Winston-Salem, NC

1 DisclosureBroker

Philip Thomas is a registered investment advisor at Raymond James & Associates, INC., based in Winston-Salem, NC, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.

Compensation

Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly

Firm Size

5669 advisors

IM Fee

Planning only

Assets Under Management

$501.0B

Fee Structure

Investment management only (planning not offered)

Hourly Rate:Up to $400/hr

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Location

100 North Main Street, Suite 2400, Winston-Salem, NC, 27101

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History

Regulatory History (1)

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Customer Dispute

November 2014

Denied

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Other Business Activities

Philip serves as a trustee/successor trustee for a trust, with BB&T Trust Department managing the proceeds. He also owns rental real estate, renting an apartment to his daughter, dedicating minimal time to this activity.

Employment History

Current Registrations

Raymond James & Associates, INC.Broker

September 2016 - Present · 9 yrs 8 mos

Raymond James & Associates, INC.

September 2016 - Present · 9 yrs 8 mos

Previous Registrations

Deutsche Bank Securities INC.

December 2001 - September 2016 · 14 yrs 9 mos

Deutsche Bank Securities INC.Broker

January 2001 - September 2016 · 15 yrs 8 mos

Db Alex. Brown LLCBroker

September 1997 - January 2001 · 3 yrs 4 mos

Alex. Brown & Sons IncorporatedBroker

April 1990 - September 1997 · 7 yrs 5 mos

State Registrations22 states

AZCACODCDEFLGALAMDMONCNHNJNYOKSCTNTXUTVAWAWV

AdvisorBrokerBoth

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Exams

No exam information available for this advisor.

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