Samuel Chi is a registered investment advisor, based in El Segundo, CA, with 34 years of industry experience.
Location
2301 Rosecrans Ave #5100, El Segundo, CA, 90245
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Advisors LLCBroker
February 2024 - Present · 2 yrs 3 mos
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
October 2007 - Present · 18 yrs 7 mos
Cetera Wealth Services, LLC
October 2007 - Present · 18 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLC
December 2007 - June 2023 · 15 yrs 6 mos
Wamu Investments, INC.Broker
February 2005 - October 2007 · 2 yrs 8 mos
Wamu Investments, INC.
February 2005 - October 2007 · 2 yrs 8 mos
Citicorp Investment Services
October 2004 - February 2005 · 4 mos
Citicorp Investment ServicesBroker
January 2004 - February 2005 · 1 yr 1 mo
Xcu Capital Corporation, INC.Broker
June 2002 - January 2004 · 1 yr 7 mos
Invest Financial CorporationBroker
June 2001 - June 2002 · 1 yr
Liberty Securities CorporationBroker
February 1996 - June 2001 · 5 yrs 4 mos
Essex National Securities, INC.Broker
October 1995 - November 1995 · 1 mo
First Interstate Investments,inc.Broker
October 1995 - February 1996 · 4 mos
Fimco Securities Group, INC.Broker
April 1995 - October 1995 · 6 mos
Great Western Financial Securities CorporationBroker
October 1992 - March 1995 · 2 yrs 5 mos
The Prudential Insurance Company of AmericaBroker
July 1990 - October 1991 · 1 yr 3 mos
Pruco Securities CorporationBroker
July 1990 - October 1991 · 1 yr 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.