Thomas Nee
Thomas Nee is a registered investment advisor at Osaic Wealth, INC., based in Wakefield, MA, with 35 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
500 Edgewater Drive, #565, Wakefield, MA, 01880
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2003Other Business ActivitiesSells Insurance
Thomas is involved in several business activities, including being a director for a non-profit charity, a partner/owner/treasurer of Compass Point Retirement Planning, and an owner of F3 Logic, LLC and F3 Investment Management. He also works with clients and manages client accounts for Gallagher Fiduciary Advisors, LLC, dedicating nearly full-time hours to this role, and is an insurance agent offering life, health, and long-term care insurance, as well as fixed annuities, dedicating minimal time to these activities.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Gallagher Fiduciary Advisors, LLC
Previous Registrations
Triad Advisors LLCBroker
F3logic, LLC
Independent Financial Group, LLCBroker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Compass Point Retirement Planning, INC.
Securities America, INC.Broker
Gruntal & CO. IncorporatedBroker
Hibbard Brown & CO., INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.