ER
CFP
ER
CFP

Erik Roemer

31 Years of Experience
Columbus, OH
Broker

Erik Roemer is a CFP-designated registered investment advisor, based in Columbus, OH, with 31 years of industry experience.

Location

580 N Fourth Street, Suite 400, Columbus, OH, 43215

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Erik is the Chief Compliance Officer of Gerber, LLC, a role he has held since 2000. He dedicates a full-time commitment to this investment-related business, providing financial planning services, managing staff, and ensuring compliance.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
February 2021 - Present · 5 yrs 3 mos
Gerber, LLC
June 2000 - Present · 25 yrs 11 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
April 2000 - October 2020 · 20 yrs 6 mos
Bisys Fund Services Limited PartnershipBroker
May 1998 - April 2000 · 1 yr 11 mos
Chase Investment Services CORP.Broker
October 1996 - April 1998 · 1 yr 6 mos
Olde Discount CorporationBroker
November 1993 - October 1994 · 11 mos
Domestic Capital IncorporatedBroker
April 1993 - November 1993 · 7 mos
Taw Securities, INC.Broker
August 1990 - April 1991 · 8 mos
State Registrations2 states
OHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Erik Roemer - Financial Advisor | TrueAdvisor