DP
DP
Daniel Pettit
30 Years of Experience
San Rafael, CA
1 DisclosureBroker
Daniel Pettit is a registered investment advisor at Wells Fargo Advisors, based in San Rafael, CA, with 30 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
1203 4th St, San Rafael, CA, 94901
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
March 1997Employment History
Current Registrations
Wells Fargo Advisors
August 2020 - Present · 5 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2011 - March 2018 · 6 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2011 - March 2018 · 6 yrs 6 mos
Mtl Equity Products, INC.Broker
June 2010 - January 2011 · 7 mos
First Brokerage America, L.L.C.Broker
April 2007 - February 2009 · 1 yr 10 mos
National Planning CorporationBroker
June 2004 - April 2007 · 2 yrs 10 mos
Citicorp Investment Services
August 2003 - June 2004 · 10 mos
Citicorp Investment ServicesBroker
August 2003 - June 2004 · 10 mos
Linsco/private Ledger CORP.Broker
May 2002 - August 2003 · 1 yr 3 mos
Linsco/private Ledger CORP.
May 2002 - August 2003 · 1 yr 3 mos
Wells Fargo Investments, LLC
May 2001 - June 2002 · 1 yr 1 mo
Wells Fargo Investments, LLCBroker
May 2001 - June 2002 · 1 yr 1 mo
Wells Fargo Securities INC.Broker
May 1998 - May 2001 · 3 yrs
Great Western Financial Securities CorporationBroker
May 1990 - April 1997 · 6 yrs 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.