Christopher Peitz
Christopher Peitz is a CFP-designated registered investment advisor at Calton & Associates, INC., based in Tampa, FL, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
2701 N Rocky Point Drive, Suite 1000, Tampa, FL, 33607
Get directionsHistory
Regulatory History (5)
Investigation
November 2024Customer Dispute
April 2010Customer Dispute
November 2009Customer Dispute
November 2009Customer Dispute
August 2005Other Business ActivitiesSells Insurance
Christopher operates Independent Financial Center as a DBA for insurance products, including annuities, life, and long-term care insurance, dedicating about 10-20% of his time. He also refers clients for Medicare insurance, spending minimal time on this activity.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Capital Financial Services, INC.
Capital Financial Services, INC.Broker
Okoboji Financial Services, INC.Broker
Multi-Financial Securities Corporation
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
Royal Alliance Associates, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.