Brian Chapman
Brian Chapman is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Charlotte, NC, with 34 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
3540 Toringdon Way Suite 200, Charlotte, NC, 28277
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is the owner/partner of Wealth Plan Financial Group, LLC since 2016, dedicating nearly full-time hours to trading. He also owns WealthGuard Insurance Services, LLC since 2021, spending a few hours per week on insurance-related activities, and is an IAR affiliation with CIRA since 2023, dedicating nearly full-time hours to trading.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Capital Guardian, LLCBroker
Capital Guardian Wealth Management, LLC
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Mony Securities Corporation
Mony Securities CorporationBroker
New England SecuritiesBroker
State Registrations46 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.