Charles Galt
Charles Galt is a registered investment advisor at Wellness Financial Associates LLC, based in Cary, NC, with 21 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Wellness Financial Associates manages investment portfolios, charging a percentage of the value of your portfolio each year. The annual fee ranges from 0.50% to 2.00%, and is negotiable based on the size of your account.
Location
2500 Regency Parkway, Cary, NC, 27518
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is the owner/agent of Wellness Security LLC, offering various insurance products including accident/health, disability, fixed/indexed annuities, health savings accounts, and life insurance. This activity takes about 10-20% of his time, with a portion occurring during trading hours.
Employment History
Current Registrations
Wellness Financial Associates LLC
Previous Registrations
Lincoln Financial Advisors Corporation
Citigroup Global Markets INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.