Wayne Sellar
Wayne Sellar is a CFP-designated registered investment advisor at LPL Financial LLC, based in Whittier, CA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8028 Greenleaf Ave, Whittier, CA, 90602
Get directionsHistory
Regulatory History (5)
Customer Dispute
April 2011Customer Dispute
July 2010Employment Separation After Allegations
June 2010Customer Dispute
October 2005Customer Dispute
April 2003Other Business ActivitiesSells Insurance
Wayne operates SAFE Financial Services as a DBA for his LPL business and works as a real estate agent. He also sells non-variable insurance products, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Santander Securities
Santander Securities LLCBroker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Cco Investment Services CORP.
Cco Investment Services CORP.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Atlas Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Great Western Financial Securities CorporationBroker
Ba Investment Services, INC.Broker
Essex National Securities, INC.Broker
First Interstate Investments,inc.Broker
Fidelity Brokerage Services, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.