KB
KB
Kevin Brucher
17 Years of Experience
Scottsdale, AZ
3 DisclosuresSells Insurance
Kevin Brucher is a registered investment advisor at Silver Leaf Financial, INC., based in Scottsdale, AZ, with 17 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27 clients with $8M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
27 clients
Average Client Portfolio
$296K average
Assets Under Management
$8.0M
Fee Structure
Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.70% |
| $3.0M - $4.0M | 0.50% |
| $4M+ | 0.40% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
9375 E Shea Blvd, Suite 100, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (3)
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Customer Dispute
October 2008Denied
Employment Separation After Allegations
February 2003Customer Dispute
September 2000Settled
Other Business ActivitiesSells Insurance
Kevin is an insurance agent selling life insurance products. This activity requires a few hours per week, with minimal time spent during securities trading hours.
Employment History
Current Registrations
Silver Leaf Financial, INC.
March 2010 - Present · 16 yrs 2 mos
Previous Registrations
Usallianz Securities, INC.
March 2005 - December 2005 · 9 mos
Wachovia Securities Financial Network, INC.
May 2002 - September 2002 · 4 mos
State Registrations2 states
AZIL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.