Mitchell Goldberg
Mitchell Goldberg is a registered investment advisor at LPL Financial LLC, based in Melville, NY, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
425 Broadhollow Rd Ste 422, Melville, NY, 11747
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 1992Customer Dispute
October 1991Other Business ActivitiesSells Insurance
Mitchell is an officer at ClientFirst Strategy Inc., involved in both life/health insurance and investment-related activities, dedicating full-time hours to the latter. He is also a board member for multiple non-profit organizations and runs a YouTube channel about financial topics, health, tech, and business.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Fahnestock Asset Management
Oppenheimer & CO. INC.Broker
Josephthal & CO., INC.Broker
Gruntal & CO., L.L.C.Broker
Hampshire Securities CorporationBroker
Whale Securities CO., L.P.Broker
Gruntal & CO. IncorporatedBroker
Bishop, Rosen & CO., INC.Broker
Investors Associates, INC.Broker
Stratton Oakmont INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.