MR
MR

Michael Reynolds

35 Years of Experience
Morgantown, WV
1 DisclosureBroker

Michael Reynolds is a registered investment advisor at LPL Financial LLC, based in Morgantown, WV, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

507 Burroughs Pl Ste 108, Morgantown, WV, 26505

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2005
Settled
Other Business Activities

Michael operates under the DBA Legacy Financial Group for his LPL business since 2010. He also works as a notary public, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLC
April 2016 - Present · 10 yrs 1 mo
LPL Financial LLCBroker
March 2010 - Present · 16 yrs 2 mos
Previous Registrations
Gunnallen Financial, INCBroker
May 2009 - March 2010 · 10 mos
Wells Fargo Advisors, LLCBroker
January 2008 - May 2009 · 1 yr 4 mos
A. G. Edwards & Sons, INC.Broker
September 1996 - January 2008 · 11 yrs 4 mos
Olde Discount CorporationBroker
July 1996 - December 1996 · 5 mos
Wall Street AccessBroker
April 1993 - August 1996 · 3 yrs 4 mos
Olde Discount CorporationBroker
January 1991 - March 1993 · 2 yrs 2 mos
Parker/hunter IncorporatedBroker
June 1990 - December 1990 · 6 mos
State Registrations21 states
CAFLGAILMAMDMNNCNHNJNVNYOHORPASCTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.