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Anthony Panto

Capital Analysts
36 Years of Experience
Marlton, NJ
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Anthony Panto is a registered investment advisor at Capital Analysts, based in Marlton, NJ, with 36 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 15,840 clients with $8.8B in assets under management.

Capital Analysts
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
610 advisors
Number of Clients
15,840 clients
Average Client Portfolio
$554K average
Assets Under Management
$8.8B

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.25%
$1.0M - $2.0M1.25%
$2M+1.25%

Maximum annual financial advisor fee is established at 1.25%. Additional Capital Analysts administrative fees may apply ranging from 0.08% to 0.15% with a $200 minimum.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Suite 10201, 10000 Sagemore Drive, Marlton, NJ, 08053

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2010
Denied
Judgment / Lien
September 1990
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Anthony sells small group health insurance to referred businesses and is a board member for Junior Achievement of New Jersey. He also owns Panto Wealth Strategies, Inc., which serves as a DBA for his Lincoln business and was created for tax purposes; this takes nearly full-time.

Employment History
Current Registrations
Capital Analysts
January 2023 - Present · 3 yrs 9 mos
Lincoln InvestmentBroker
January 2023 - Present · 3 yrs 9 mos
Lincoln Investment
January 2023 - Present · 3 yrs 9 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
February 2019 - February 2023 · 4 yrs
Raymond James Financial Services, INC.Broker
February 2019 - February 2023 · 4 yrs
Sagepoint Financial, INC.
January 2012 - February 2019 · 7 yrs 1 mo
Sagepoint Financial, INC.Broker
January 2012 - February 2019 · 7 yrs 1 mo
AXA Advisors, LLC
July 2002 - January 2012 · 9 yrs 6 mos
AXA Advisors, LLCBroker
May 1990 - January 2012 · 21 yrs 8 mos
The Equitable Life Assurance Society of the United StatesBroker
May 1990 - January 2000 · 9 yrs 8 mos
State Registrations5 states
CAFLNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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