JN
JN

James Norvell

35 Years of Experience
Augusta, GA
Broker

James Norvell is a registered investment advisor at Raymond James & Associates, INC., based in Augusta, GA, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1325 Greene Street, Augusta, GA, 30901

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is an advisory board member for Augusta State Birdie Club, Inc. and Valid Vote, both non-profits. He also has a personal/private investment in Claritas FTG III LLC, dedicating minimal time to each activity.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 7 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 7 mos
Previous Registrations
Morgan Keegan & Company, INC.
September 2005 - February 2013 · 7 yrs 5 mos
Morgan Keegan & Company, INC.Broker
August 2005 - February 2013 · 7 yrs 6 mos
Citigroup Global Markets INC.
April 2003 - September 2005 · 2 yrs 5 mos
Citigroup Global Markets INC.Broker
January 2002 - September 2005 · 3 yrs 8 mos
The Robinson-Humphrey Company, LLCBroker
May 1990 - January 2002 · 11 yrs 8 mos
State Registrations13 states
AZCAFLGAILKYMDNCNYSCTNTXWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
James Norvell - Financial Advisor | TrueAdvisor