Lisa Karlin
Lisa Karlin is a registered investment advisor at Cetera Investment Advisers LLC, based in Wayne, PA, with 35 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
460 E Swedesford Road Suite 2030, Wayne, PA, 19087
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lisa sells fixed insurance products, including life, health, disability, annuities, and long-term care, dedicating minimal time to this activity. She is also a Vice President/Financial Advisor for Magis Financial Partners, spending about a quarter of her time on securities and insurance business.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Magis Financial Partners
Investors Capital Advisory
Investors Capital CORP.Broker
Capital Analysts, IncorporatedBroker
Raymond James Financial Services, INC.Broker
Cadaret, Grant & CO., INC.Broker
Aig Equity Sales CORP.Broker
Hornor, Townsend & Kent, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.