James Claroni
James Claroni is a CFP-designated registered investment advisor at LPL Financial LLC, based in Woburn, MA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
443 Main Street, Woburn, MA, 01801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James provides tax services, accounting, and CPA services, dedicating about 10-20% of his time. He also offers group benefit services, including non-variable insurance, which takes another 10-20% of his time, and spends full-time managing LPL Financial accounts and acting as a relationship manager for Salem Five Wealth Management & Trust.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Donegal Investment Advisors, INC.
Donegal Securities, INC.Broker
New England SecuritiesBroker
LPL Financial CorporationBroker
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations10 states
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