James Stehr is a registered investment advisor, based in Mount Pleasant, SC, with 31 years of industry experience.
Location
Mount Pleasant, SC
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James works as an Assistant Vice President at NFP and an IAR at Kestra Advisory Services, LLC, dedicating full-time hours to investment and advisory services. He also works as an Admissions Evaluator for the Haas School of Business, spending about half his time on this non-investment related activity.
Employment History
Current Registrations
Kestra Investment Services, LLC
Kestra Investment Services, LLCBroker
Kestra Advisory Services, LLC
Previous Registrations
Rbi Capital Management, LLC
Paragon East Advisors
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Cs First Boston CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.