Douglas Bond is a registered investment advisor, based in Rochester, WA, with 34 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Rochester, WA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Douglas owns rental property in Billings, MT, since 2021, which is managed by Rainbow Properties. He spends minimal time on this activity.
Employment History
Current Registrations
Vp Distributors, LLC
October 2011 - Present · 15 yrs
Vp Distributors, LLCBroker
October 2011 - Present · 15 yrs
Virtus Investment Advisers, LLC
October 2011 - Present · 15 yrs
Previous Registrations
Purcell Advisory Services, LLC
June 2011 - September 2011 · 3 mos
Invesco Advisers, INC.
January 2010 - June 2010 · 5 mos
Invesco Aim Private Asset Management, INC.
October 2005 - January 2010 · 4 yrs 3 mos
Invesco Distributors, INC.Broker
December 2004 - June 2010 · 5 yrs 6 mos
Phoenix Equity Planning CorporationBroker
September 1990 - October 2004 · 14 yrs 1 mo
State Registrations5 states
AKCTIDORWA
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.