Ferdinand Pernia is a registered investment advisor at LPL Financial LLC, based in Roseville, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
915 Highland Pointe Dr Ste 250, Roseville, CA, 95678-5421
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Ferdinand operates under several DBAs related to his investment advisory services, including "Private Wealth Advisors," "UNIFY Investments & Insurance," and "Unify Investment Solutions." He also provides investment advisory services through Wealthcare Advisory Partners, LLC, dedicating full-time hours to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wealthcare Advisory Partners LLC
Independent Financial Partners
Pfg Advisors
Independent Financial Partners
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
LPL Financial LLC
LPL Financial LLCBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Wamu Investments, INC.
Wamu Investments, INC.Broker
UBS International INC.
UBS International INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Ba Investment Services, INC.Broker
Ba Investment Services, INC.Broker
Citicorp Investment ServicesBroker
Citicorp Investment ServicesBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Waddell & Reed, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.