HV
HV

Hung Vu

35 Years of Experience
Campbell, CA
3 DisclosuresBroker

Hung Vu is a registered investment advisor at Ameriprise Financial Services, LLC, based in Campbell, CA, with 35 years of industry experience. Hung operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1700 S Winchester Blvd, Ste 103, Campbell, CA, 95008-1163

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History

Regulatory History (3)
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Customer Dispute
June 2013
Denied
Customer Dispute
April 2002
Settled
Customer Dispute
December 2001
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 1997 - Present · 28 yrs 7 mos
Ameriprise Financial Services, LLC
May 1990 - Present · 36 yrs 2 mos
Ameriprise Financial Services, LLCBroker
May 1990 - Present · 36 yrs 2 mos
Previous Registrations
Ids Life Insurance CompanyBroker
May 1990 - July 2006 · 16 yrs 2 mos
State Registrations4 states
CACOORWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.