Kathi Spurr
Kathi Spurr is a registered investment advisor at Spurr Financial Investment Services, LLC, based in Alton Bay, NH, with 35 years of industry experience. Kathi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 17 clients with $18M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Spurr Financial Investment Services (SFIS) offers wealth management services where fees are based on the value of your portfolio. The annual fee ranges from 0.50% to 1.00%, paid quarterly in advance. The specific fee depends on the complexity of services, the amount of assets managed, and the overall relationship with SFIS. Fees may be negotiable.
Location
Alton Bay, NH
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Regulatory History (1)
Employment Separation After Allegations
June 2018Other Business ActivitiesSells Insurance
Kathi is the managing owner of MS Insentra, LLC, selling fixed and indexed life insurance and annuity products, as well as LTC and DI insurance. She dedicates minimal time to this insurance sales activity.
Employment History
Current Registrations
Spurr Financial Investment Services, LLC
Previous Registrations
M. S. Howells & CO.Broker
H.D. Vest Advisory Services, INC
Hd Vest Investment ServicesBroker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Invest Financial CorporationBroker
Fsc Securities CorporationBroker
Walnut Street Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.