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Peter Saab

34 Years of Experience
Birmingham, AL
1 DisclosureBroker

Peter Saab is a registered investment advisor, based in Birmingham, AL, with 34 years of industry experience.

Location

2 Perimeter Park South, Suite 500 West, Birmingham, AL, 35243

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1998
Pending
Other Business Activities

Peter may be coded as an employee of the parent company or an affiliate. He may also have various roles for the firm's affiliates, including board positions, and his hours may vary based on corporate needs.

Employment History
Current Registrations
Stonex Financial INC.Broker
May 2024 - Present · 2 yrs
Stonex Advisors INC.
July 2017 - Present · 8 yrs 10 mos
Stonex Securities INC.Broker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Cetera Investment Services LLCBroker
December 2015 - March 2017 · 1 yr 3 mos
Sterne, Agee & Leach, INC.Broker
August 2012 - April 2015 · 2 yrs 8 mos
The Fig Group, LLCBroker
May 2012 - August 2012 · 3 mos
Proequities, INC.Broker
July 2007 - January 2012 · 4 yrs 6 mos
Amsouth Investment Services, INC.Broker
April 1994 - July 2007 · 13 yrs 3 mos
J.C. Bradford & CO.Broker
August 1990 - April 1994 · 3 yrs 8 mos
State Registrations52 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Peter Saab - Financial Advisor | TrueAdvisor