MT
MT

Michael Tobin

34 Years of Experience
San Diego, CA
Broker

Michael Tobin is a registered investment advisor at Hartford Funds, based in San Diego, CA, with 34 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 76 clients with $140B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
58 advisors
IM Fee
Planning only
Assets Under Management
$137.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

San Diego, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hartford Funds
May 2015 - Present · 11 yrs
Hartford Funds Distributors, LLCBroker
June 2013 - Present · 12 yrs 11 mos
Hartford Funds Distributors, LLC
June 2013 - Present · 12 yrs 11 mos
Previous Registrations
LPL Financial LLC
November 2010 - June 2013 · 2 yrs 7 mos
LPL Financial LLCBroker
November 2010 - June 2013 · 2 yrs 7 mos
Invesco Advisers, INC.
August 2010 - October 2010 · 2 mos
Invesco Distributors, INC.Broker
June 2010 - October 2010 · 4 mos
Van Kampen Funds INC.Broker
May 2003 - June 2010 · 7 yrs 1 mo
Alliancebernstein Investment Research and Management, INC.Broker
January 1997 - May 2003 · 6 yrs 4 mos
Phoenix Equity Planning CorporationBroker
December 1993 - January 1997 · 3 yrs 1 mo
Planco Financial Services, INC.Broker
April 1993 - November 1993 · 7 mos
Uslife Equity Sales CORP.Broker
October 1992 - February 1993 · 4 mos
Nsr Distributors, INC.Broker
April 1991 - October 1992 · 1 yr 6 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Tobin - Financial Advisor | TrueAdvisor