KC
KC

Karen Cacioppo

30 Years of Experience
Garden City, NY
Broker

Karen Cacioppo is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Karen manages and owns Keeva by Kennedy, a custom-made jewelry business with her daughters since 2013. This non-investment related activity takes a few hours per week.

Employment History
Current Registrations
Morgan Stanley
October 2015 - Present · 10 yrs 7 mos
Morgan StanleyBroker
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
December 2013 - November 2015 · 1 yr 11 mos
Credit Suisse Securities (USA) LLCBroker
November 2013 - November 2015 · 2 yrs
Deutsche Bank Securities INC.
April 2008 - October 2012 · 4 yrs 6 mos
Deutsche Bank Securities INC.Broker
June 2003 - October 2012 · 9 yrs 4 mos
Deutsche Bank Securities INC.Broker
January 2001 - October 2002 · 1 yr 9 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
November 1993 - September 1997 · 3 yrs 10 mos
State Registrations41 states
AKALARAZCACOCTDCDEFLGAIAIDILINLAMAMDMNMOMTNCNHNJNMNVNYOHORPARISCSDTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.